Qualifications
In the Management Department, you will be responsible for the following tasks:
1. Compliance-related duties:
A) Overall oversight of company compliance
B) Conduct in-house compliance training and education
C) Review advertisements
D) Manage and supervise disclosure documents and administrative submission materials
E) Risk management
F) Serve as a point of contact with regulatory authorities
2. Duties related to complaint resolution:
A) Address matters related to customer complaints
3. Other tasks related to the above.
Concrete Work Content
We welcome candidates with experience in any of the following areas (especially those marked with a ★) :
・Compliance Department in Type I Financial Instruments Business
★ Compliance Department in Type II Financial Instruments Business
・Compliance Department in investment management
Qualifications, Welcome Requirements
Salary
Annual salary: 5 million to 10 million yen (Salary determined based on experience and capabilities).
You can also apply by phone (03-6809-2989).